Free Will in Ancient Thought
Frede. Chapter Three: "The Emergence of a Notion of Will in Stoicism," 27-36
*** These lecture notes are works in progress ***
LECTURE NOTES 3
Stoicism is difficult, but here are the main points we need to grasp for Frede's argument.
The Main Points in the Chapter
• The Stoics reject Plato and Aristotle's versions of Tripartite Theory of the Soul.
• The Stoics think that the soul in the human adult is reason and that it has no nonrational parts. They think that adults do not act without the assent of reason.
• This belief about the soul does not give the Stoics a notion of the will because it is not an instance of the schema. Frede argues that they must also believe is that assenting is choosing.
• Epictetus has a notion of a will because he believes that assenting is choosing.
Frede's Lecture (27-36)
1. As we have seen, for Aristotle to have had a notion of the will, he would have had to have the appropriate notion of a choice. Although he did have a notion of a choice, he did not have the kind of notion which would allow him to say that whenever we do something of our own accord (hekontes), ἑκόντες, hekontes, adjective, plural form of ἑκών we do so because we choose or decide to act in this way. Aristotle did not have such a notion of choice since he assumed that we sometimes just act on a nonrational desire (i.e., a desire which has its origin in a nonrational part of the soul) without choosing to act in this way and in fact sometimes against our choice. He could assume this, since he supposed that there are nonrational parts of the soul which generate such nonrational desires and that these by themselves suffice to motivate us to act. The crucial assumption is that being hungry may be enough to make you have something to eat and that being angry may be enough to make you take out your anger on the person who made you angry or on someone else.
Aristotle did not have a notion of the will.
Why?
Because he did not have "the appropriate notion of choice."
2. The underlying conception of the soul as bi- or tripartite, which we
find in Plato and in Aristotle, was rejected by the Stoics. Plato and
Aristotle had developed their conception of the soul in part in response
to Socrates' denial of akrasia and his view that,
ἀκρασία, akrasia, noun, alternate spelling of ἀκράτεια.
ἀκράτεια, akrateia, "want of power, incontinence,"
in what we are doing, we are entirely guided by our beliefs. The Stoics took
themselves to be reverting to Socrates' view, as they saw it represented in
Plato's earlier dialogues, in particular, Plato's Protagoras. There
is no indication in these dialogues, down to and including the
Phaedo, of a division of the soul. Even in the Phaedo the
soul in its entirety seems to be an embodied reason. So the Stoics took the
soul to be a reason. They also called it, borrowing a term from Plato's
Protagoras 352b,
to hegemonikon,
"The opinion generally held of knowledge is something of this sort—that it is no
strong or governing or leading thing (οὐκ ἰσχυρὸν οὐδ᾽ ἡγεμονικὸν οὐδ᾽ ἀρχικὸν);
it is not regarded as anything of that kind,
but people think that, while a man often has knowledge in him, he is not led by it,
but by something else—now by passion, now by pleasure, now by pain, at times by love,
and often by fear; their feeling about knowledge is just what they have about a slave, that it may be
dragged about by any other force"
(Protagoras 352b).
τὸ ἡγεμονικόν, to hēgemonikon.
ἡγεμονικόν, hēgemonikon, adjective, "of a leader"
the governing part of us. It is reason which governs us and our entire
life. There is no nonrational part of our soul to generate nonrational
desires which would constitute a motivation for us to act quite
independent of any beliefs we have and could even over power reason and
make us act against our beliefs. The way we behave is completely
determined by our beliefs. If we act utterly irrationally, this is not
because we are driven by nonrational desires but because we have utterly
unreasonable beliefs.
Here we need to know some of the history of Ancient philosophy.
Plato and Aristotle thought the soul was tripartite. In this, they took themselves to correct Socrates. He thought the soul was reason and that nonrational desires did not exist.
(Remember that "nonrational desires" are not the same as "unreasonable desires.")
The Stoics reverted to the Socratic view.
3. To understand fully why the Stoics reject the partition of the soul, we have to take into account that the opposing view, that the soul has a nonrational part, naturally brings with it two further views: (1) that since it is by nature that the soul is divided, it is also by nature that we have these nonrational desires, and hence it is perfectly natural and acceptable to have such desires, and (2) that these desires, at least if properly conditioned and channeled, aim at the attainment of certain genuine goods, like the food and the drink we need, or at the avoidance of certain genuine evils, like death, mutilation, or illness. This is why we have these desires by nature.
Why do the Stoics reject the tripartite theory of the soul in Plato and Aristotle?
On the versions of the tripartite theory in Plato and Aristotle, nonrational desires (desires from the two nonrational parts of the soul, appetite and spirit), when they are "properly conditioned and channeled, aim at the attainment of certain genuine goods, like the food and the drink we need, or at the avoidance of certain genuine evils, like death, mutilation, or illness."
The Stoics reject this understanding of what is good and what is bad.
4. Against this the Stoics argue that these supposedly natural desires, and quite generally all our emotions like anger or fear, are by no means natural. For it is not the case that they naturally aim at the attainment of certain goods and the avoidance of certain evils. According to the Stoics, it is not true that the things the supposedly natural desires and emotions aim to attain or to avoid are genuine goods or evils: the only good is wisdom or virtue, and the only evil is folly or vice. Everything else is indifferent. So it cannot be the case that by nature we have a nonrational part of the soul, so as to be motivated by its appetites and fears to attain certain goods and avoid certain evils. The cause of these appetites and fears is not to be looked for in a supposedly nonrational part of the soul, whose natural emotions they are, but rather in beliefs of reason, namely, in the beliefs that these things are good and hence desirable and that those things are evil and hence repulsive, when, in truth, they are all neither good nor evil but indifferent.
Contrary to Plato and Aristotle, the Stoics think that "the only good is wisdom or virtue."
5. According to the Stoics, the division of the soul threatens the unity
of the person and obscures the responsibility we have for our supposedly
nonrational desires.
How does the the Tripartite Theory
"threaten the unity
of the person and obscure the responsibility we have for our ... nonrational
desires"?
Frede says that "[i]t invites the thought that what we are essentially
is only the rational part of the soul."
How does theory invite this thought?
It invites the thought that what we are essentially
is only the rational part of the soul, which nevertheless cohabits in the
body with an unruly, nonrational animal soul and its animal desires. It
invites the thought that it is our responsibility to tame this unruly
animal, establish the rule of reason in ourselves, and thus create a
unified person. It is not our responsibility, but a mere fact of life,
that we are confronted and have to deal with this often very strong and
beastly animal soul and its crude desires. Against this the Stoics argue
that this supposedly nonrational, animal part of our soul with its
supposedly nonrational, animal desires is the creation of our mind in the
following sense. It is not that we have these desires naturally, because
we have a nonrational part of the soul. It is our mind which produces
these irrational and often monstrous desires. It is a sheer piece of
rationalization to invent a nonrational part of the soul and to devolve on
it the responsibility for such desires. They are actually of our own
making, because it is our mind or reason which produces them as a result
of its beliefs and attitudes.
The Stoics think the tripartite theory is based on a misunderstanding of "irrational and often monstrous desires." (Frede's uses "irrational" here to mean "unreasonable.")
These "irrational and often monstrous desires" do not belong to a nonrational and animal part of the soul. They are products of reason and our false beliefs about what is and is not good.
6. Aristotle, unlike Plato, had believed that we are not born with reason but with a nonrational soul of the kind other animals have, except that (1) this nonrational soul has an extraordinary capacity to store and process perceptual information and thus to accumulate experience to a degree no other animal can, and that (2) it can not only discriminate recurrent features but also come to recognize them as such. Because of this ability, human beings in the course of their natural development also develop concepts and thus become rational. Reason, as it were, grows out of the nonrational soul with which we are born, to constitute together with this nonrational soul a bi- or tripartite soul. Our upbringing has already involved a conditioning and habituation of this nonrational soul, ideally in such a way as to make it have reasonable desires. Once we have reason, this will greatly affect the way our nonrational soul operates. For now, by having reason ourselves, we can bring it about that the nonrational part of the soul generates only desires which are reasonable. Or we can at least bring it about that when the nonrational part generates desires which are not reasonable, we do not act on these desires. But, however much our nonrational desires may be in line with reason, they in themselves remain the desires of the animal we were born, though now shaped and molded by upbringing and by our own reason. And so long as reason has not acquired perfect control over the nonrational part of the soul, we shall also sometimes continue to act as the animals we were born, namely, to act on mere impulse or on a nonrational desire, instead of a desire of reason.
Here we see that Aristotle's version of the tripartite theory is not Plato's.
Aristotle is in agreement with Plato that the soul in the adult has nonrational parts (appetite and spirit). Aristotle, however, unlike Plato, does not think that reason (the rational part) is inborn. He thinks that human beings develop reason as they become adults.
During this process, there is "a conditioning and habituation of" the nonrational parts.
This "conditioning and habituation" can be proper or improper.
If it is proper, the nonrational parts of the soul have "reasonable desires."
"[W]e can bring it about [through conditioning and habituation] that the nonrational part of the soul generates only desires which are reasonable [or at least] that when the nonrational part generates desires which are not reasonable, we do not act on these desires."
If we do not acquire "perfect control" [through conditioning and habituation], then "we shall also sometimes continue to act as the animals [without reason] we were born, namely, to act on mere impulse or on a nonrational desire, instead of a desire of reason."
7. In contrast, the Stoics believe that in the course of our natural development, we undergo a much more radical metamorphosis. When we are conceived and in our embryonic state, we are plantlike. Our behavior is governed by a nature (physis), φύσις, physis, noun, "nature" as the behavior of plants is. When the embryo is sufficiently developed, the shock of birth transforms this nature into a nonrational soul. We become like animals, acting on the prompting of nonrational desires, on nonrational impulse. But, as we grow up, we develop reason. We come to have concepts and begin to understand how we function and why we behave the way we do. But this reason is not, as in Aristotle and in Plato, a further, additional part of the soul. It is the product of a complete transformation of our innate and nonrational soul into a rational soul, a reason or a mind. This transformation also turns the nonrational desires, with which we grew up and which motivated us as children, into desires of reason. Once we are rational beings, there are no nonrational desires left. They have all become something quite different.
The Stoics too think that reason develops as children become adults, but they think the nonrational soul in children is transformed into a soul with reason that has no nonrational parts.
When reason develops in the Aristotelian soul, it coexists with the nonrational parts.
The Stoics reject this conception.
They think the nonrational parts are transformed so that there is only reason in the adult.
What happens in this transformation?
The Stoics think that "[w]e come to have concepts and begin to understand how we function and why we behave the way we do," and "the nonrational desires, with which we grew up and which motivated us as children, [turn] into desires of reason."
8. To say that these nonrational desires have become something quite
different in becoming desires of reason is to acknowledge that there is
some continuity. To see what the continuity is, we have to look briefly at
how the Stoics understand the desires or impulses of other animals. They
view them very much as Aristotle does. Animals perceive things. This
perception involves their having an impression (phantasia) of the
thing perceived.
ὁρμητικός, hormētikos, adjective, "impetuous, impulsive"
φαντασία, phantasia, noun, "appearing, appearance"
"impulsive impression" (φαντασία ὁρμητική)
Now, animals also perceive things as pleasant, satisfying, and conducive
to their maintaining themselves in their natural state or as unpleasant,
unsatisfying, or detrimental to their maintenance. And so they develop a
liking for some things and a dislike of other things. This has an effect
on the impressions an animal has.
If the animal now perceives something it
likes or dislikes, the impression it has takes on a certain coloring. In
one case it is an agreeable impression, in the other it is a disagreeable
impression. Depending on the complexity of the animal, an agreeable or
disagreeable impression may produce memories of past encounters with this
sort of thing and expectations about the future. But, whether or not it
does so, in the appropriate circumstances the impression in itself, given
its coloring, will constitute an impulse either to go after the thing
perceived or to avoid it. If a carnivorous animal like a lion feels
depleted or hungry,
and it has the agreeable impression of a nice piece of
meat in reach, this impression in itself will suffice to make it go after
the meat. If the little animal to whom the piece of meat belongs in its
turn has the disagreeable impression of a lion it is in easy reach of,
this disagreeable impression in itself will suffice to impel the little
animal to avoid the lion and runaway. Such impressions are called
"impulsive" (hormêtikai),
since they impel the animal to act. It is these impressions which constitute
the desire of an animal or a child to get something or to avoid something.
Frede considers how the Stoics understand desire in animals and children.
The Stoics think animals and children have impressions of things, that some of these impressions are "impulsive," and that these impressions impel animals and children to act.
What is an impression?
We can think of impressions as appearances. They are how things appear to us. So, when I am looking at the color of some object, I might get the impression that it is red.
What makes an impression "impulsive" in animals and children and thus an "impulse"?
The answer is not easy to see clearly.
Consider the lion example in terms of the AI model from the previous lecture. The initial
MG and KB is
MG: If I am hungry, I find food and eat it
KB:
This AI model makes no use of "coloring." For every perception,
the corresponding belief is entered in the KB. A computation
is run to determine if an antecedent in the set of maintenance goals (MG) is a logical
consequence of the KB. If it is, the consequent of this maintenance goal is an achievement goal.
Presumably what happens in the lion's mind is different.
The "coloring" somehow plays a role.
What role?
The lion is flooded with perceptions. Only some are important. If
an impression has no "coloring," nothing happens. If an impression has "coloring,"
something happens.
What happens?
The lion gets a specific desire.
"So [for Aristotle, given On the soul II.3.414b,]
to be an animal
is to be a living being capable of perceiving, and to be a living being capable
of perceiving is to be capable of feeling pleasure or pain--typically in
encounter with things that are conducive or detrimental to the preservation
and well-being of the animal--and to be capable of feeling pleasure
and pain is in turn to be capable of having appetite for pleasant things and
revulsion towards painful ones"
(Klaus Corcilius and Pavel Gregoric,
"Aristotle's Model of Animal Motion," 62).
"The 'whenever' (ὅταν) [at On the soul III.7.431a9]
indicates regularity, i.e. it signifies that pleasant or painful
perception is necessary and sufficient for the
occurrence of the corresponding desire. And given that the animal has
pleasant or painful perception depending on its bodily state, it is reasonable
to suppose that what we get here is a mechanism of maintaining the
body in the natural state--a homeostatic regulation mechanism, to put it
in modern terms"
(Corcilius and Gregoric, 63).
"[P]erceptions are themselves
alterations (in one way or another). These alterations can affect the body in
different ways, depending on the objects that caused them and on the current state
of the animal's body. Namely, if the perceived object is conducive or detrimental to the
bodily state which is in accordance with the
animal's nature, perceptual alterations will produce heatings or chillings.
These bodily reactions to what is perceived are in fact feelings of pleasure
and pain... This heating and chilling is a means of preserving the
body in the natural state, since they make the animal drawn to the pleasurable
object and repelled from the painful object. The point here is that
desire, in its simplest form, is a motion--that is a thermic alteration--in
the animal body, and it comes about whenever the animal perceives an
object which is conducive or detrimental to the bodily state in accordance
with the animal's nature. Such a desire has no intentional content distinct
from what is available to the animal through the senses"
(Corcilius and Gregoric, 64-65).
Frede's talk of "perceiving as" difficult to understand, but
his idea
seems to be that nature makes animals and children so
that the "coloring" (as pleasant or unpleasant) of their
impressions is part of a mechanism that impels them to maintain.
Impressions with "coloring" are impulsive and thus impel animals and children to behave in ways
that nature determines.
What is the mechanism?
Frede talks about "develop[ing] a liking for some things and a dislik[ing] of other things."
These likings and dislikings seem to be psychological states that can guide behavior. Some likings and dislikings, it seems, are innate. Animals and children develop other likings and dislikings from their experiences of pleasure and pain. When human beings, for example, have experiences of eating different foods, they naturally develop likings for the ones they take pleasure in eating and dislikings for the ones they find unpleasant to eat.
These likings and dislikings function like beliefs about what is good and what is bad.
The idea, it seems, is that nature makes animals so that because of their likings and dislikings, they have impulsive impressions that cause them to maintain their natural state.
Nature, for example, makes animals and children so that they dislike being hungry. Because they have this disliking, the impression that they are hungry is impulsive. It constitutes an impulse in them, and nature makes them so that this impulse is to find food and eat it.
(Corcilius and Gregoric, in the side note, do not talk about likings and dislikings, but their interpretation of Aristotle is interesting. They take him to think that when animals and children have the impression they are hungry, the processes in their bodies that constitutes the unpleasantness of this impression puts them in the motion we describe as looking for food.)
“[T]he grownup, the animal soul having disappeared, does not have any
instinctive impulses…. The only way for him to be moved is by assent to
impulsive impressions. But impulsive impressions presuppose an evaluation
of the objects of our impulses. And at this point ordinary human beings in
ordinary human societies can hardly fail to make the mistake which even
philosophers like the Platonists and the Peripatetics make. They think
that since nature from birth has endowed us with certain natural
inclinations and disinclinations the objects of these natural impulses
must be goods and evils. Hence their behavior comes to be motivated, not
by instinctive impulses, but by affections of the soul, namely their
assent to impulsive impressions in which the objects of the natural
inclinations with which we are born are represented as good or bad”
(Michael Frede,
"The Stoic Doctrine of the Affections of the Soul," 109.
The Norms of Nature (edited by Malcolm Schofield and Gisela
Striker), 93-110. Cambridge University Press, 1986).
"The transformation of our animal soul into human
reason would render us inactive, if, as part of reason, we did not
also acquire a notion of the
good. It is only because we now judge certain things to be good
that we are motivated to act"
Michael Frede,
"On the Stoic Conception of the Good," 75.
Topics in Stoic Philosophy
(edited by Katerina Ierodiakonou), 71-94. Oxford University Press, 1999).
9. According to the Stoics, there is this much continuity between being a
child and being a mature human being—that as grownup human beings we continue
to have impulsive impressions. The discontinuity lies in the twofold fact that
these impulsive impressions now have a completely different character and that
in themselves they no longer constitute an impulse sufficient to impel us to
do something. To move us they require an assent of, or acceptance by, reason.
It is only if reason accedes to the impulsive impression that it will
constitute an actual impulse. So a human impulse, a rational impulse, will
have two elements: a certain kind of impulsive impression and an assent of
reason to that.
Impulsive impressions in animals and children constitute impulses to act.
Adults (humans with reason) have impulsive impressions too, but these impressions do not constitute impulses to act. In adults, impulse requires assent to an impulsive impression.
What is assent?
It is an ability that belongs to reason.
Animals and children cannot assent because they do not have reason. They, however, do not need to assent. Nature in its providence constructs animals and children so that they naturally have the right impulsive impressions and thus the right impulses to maintain themselves.
10. Let us look at these two elements more closely and, to begin with, at the
impulsive impressions. According to the Stoics, all human impressions, whether
impulsive or not, differ from animal impressions in that they are rational.
Animal impressions, being formed in and by a nonrational soul, lack a certain
distinctive character which all mature human impressions have, given that they
are formed in and by reason: mature human impressions do not just represent
something in some way or other but are articulated in such a way as to have a
propositional content. They are impressions to the effect that something is
the case. Hence they are true or false. Their formation involves the use of
concepts, ways of conceiving of things. Thus the Stoics also call such rational
impressions “thoughts” (noeseis).
νοήσεις (noēseis) is a plural form of νόησις.
νόησις, noēsis, noun, "intelligence, understanding"
Even the perceptual impressions we have when we see something, according to
the Stoics, are such thoughts, albeit thoughts produced in a certain way,
namely, through the senses.
Impressions in adults, as these are impressions in reason, "do not just represent something in some way or other but are articulated in such a way as to have a propositional content."
What does this mean?
When we say "I have the impression that ....," the impression we ascribe to ourselves has a content. We can say, following Frede, that its content is a proposition. The nominalized sentence "that ..." names the proposition that is the content of the impression.
Impressions in animals and children do not have propositions as their contents. Their impressions are representations of things in some other way. This difference is puzzling to understand, but we do not have to worry about it for Frede's argument.
11. There is a point here which needs to be emphasized. Clearly, the Stoic
idea is that a rational impulse is a compound which has a passive element,
namely, the impression, and an active element, the assent. An impression is
something you find yourself with. The question is what you do with the
impression you find yourself with, for instance, whether you give assent to
it. To mark this passive, receptive character of an impression, Zeno, the
founder of Stoicism, characterized it as a typosis, an imprint or
impression. Hence, Cicero sometimes translates
Marcus Tullius Cicero, 106 - 43 BCE
impressio, noun, "a pressing into, an impressing, impression"
phantasia, Latin translation of φαντασία.
τύπωσις, typōsis, "forming, moulding, impression"
φαντασία, phantasia, "appearance"
"Now, you know, don’t you, that the beginning of any job is
the most important part, especially when we are dealing with anything
young and tender? For that is when it is especially malleable and best takes
on whatever impression (τύπος) one wishes to impress on it.
Quite so.
Shall we, then, thus lightly suffer our children to listen to any chance stories
fashioned by any chance teachers and so to take into their minds opinions for the
most part contrary to those that we shall think it desirable for them to hold when
they are grown up?
By no manner of means will we allow it, Socrates"
(Plato, Republic II.377b).
the standard Stoic term for an impression, phantasia, by
impressio (see
Acad. 2.58).
This is how we have come to use the term impression.
When I look at some object, I get an impression of how it looks. I might say, "I have the impression that the object is such-and-such." The features of the object impress themselves on me and thus give me "the impression that the object is such-and-such."
12. Already Chrysippus (just two generations after Zeno)
Zeno, late 4th to middle 3rd century BCE. Founded the Stoic school in about
300 BCE.
Chrysippus, early 3rd to late 3rd century BCE. Third and most influential
head of the school in the early period.
objected to this characterization of impressions. I take it that he did so
because it is quite misleading in the following respect. It is true that we do
not actively form an impression, a certain kind of representation of
something, in the way in which we paint a painting or draw a map or describe a
person. The impression is formed without our doing anything. But this should
not obscure the fact that the way the impression is formed reflects the fact
that it is formed in and by a mind. This is why the impressions animals form
in their souls will differ from one another depending on the kind of animal in
which they are formed, and this is why our impressions differ from the
impressions of any other animal in having a propositional content, because
they are formed in and by a mind or reason. But, given that, it is also easy
to see why the impressions even of the same object will differ among different
people, reflecting the difference between different minds. This is bound to be
the case, for instance, because not all people have precisely the same
concepts or the same habits of thinking about things, the same experiences, or
the same beliefs. So it is perfectly true that an impression is something
which we find ourselves with. But it is by no means true that we are
completely innocent of the particular details of the impressions we
individually form. They very much reflect the beliefs, habits, and attitudes
of the particular mind in which and by which they are formed.
The impressions we get from things depend on us, on our "concepts ... habits of thinking about things, ... experiences, ... [and] beliefs." When I see a dog on the street with no owner, I might get the impression it is a lost pet. You might get the impression it is a dangerous animal.
“Suppose that I am told that I am going to die next year. Also suppose that I
think of death in particular of my own death as something bad. In this case,
the mere thought, the mere impression, whether I actually believe it to be
true or not, will have something disquieting, disturbing, about it. This
feature is a feature of the impression which distinguishes this sort of
impression from the impression, say, that 2 + 2 = 4…. In fact it is this
distinctive feature which characterizes this sort of impression as an
impulsive impression” (Michael Frede,
"The Stoic Conception of Reason," 59.
Hellenistic Philosophy (edited by. K. Boudouris), 50-60. Athens:
International Society for Greek Philosophy and Culture, 1993-1994).
“We might have the impression that there is a spring of fresh water. Under the
appropriate circumstances we might think of the water as something very
appealing. Under these circumstances the mere thought that that there is a
spring of fresh water, if thought of in this way, might stir us. But it is
only when we give assent to the thought thus thought that we desire, are
impelled to go after, the water and feel appropriately pleased and satisfied
when we have managed to reach it. Similarly the thought that Socrates is going
to die may be impulsive if we think of Socrates’ death as something to be
averted. The mere thought might stir us. But, only when we are moved to accept
the thought, will we be afraid and try to avert it, or be sad when Socrates’
death is no longer to be averted. … Now, there is an appropriate and reasonable
way to think about fresh water, death, and the like; and one’s impulse will
depend on the importance one attributes to these things which will be
reflected by the way one thinks of them. But, as we saw earlier the affections
are characterized by the fact that their objects are thought of as goods and
evils. To think of something as good or evil is to attach to it the highest
importance that can be attached to anything and which should only be attached
to virtue, since, compared to virtue, nothing else is of any importance. But
since people think of the objects of our ‘natural’ impulses as good or evils
they give assent to the impulsive impressions which represent them as good or
bad, and hence feel impelled towards them or away from them, with an intensity
which stands in no comparison to their real value, and which hence is
excessive. Thus the Stoics can define the affections of the soul as excessive
impulses” (Michael Frede,
"The Stoic Doctrine of the Affections of the Soul,"
107. The Norms of Nature (edited by Malcolm Schofield and Gisela
Striker), 93-110. Cambridge University Press, 1986).
“[T]he Stoics seem to think that all emotions and passions are a matter of
accepting thoughts thought in a certain way, and that the way these thoughts
are thought is entirely a matter of certain further beliefs we have—in
particular, beliefs about what is good and what is bad—which we draw on to
represent the object of the impression and the feature attributed to it in the
thought” (Michael Frede,
"Stoics and Skeptics on Clear and Distinct Impressions," 155.
The Sceptical Tradition (edited by M. Burnyeat),
65-93. University of California Press, 1983. Reprinted in Essays in
Ancient Philosophy (by Michael Frede), 151-176. University of Minnesota
Press, 1987).
13. What is true of impressions in general is also true of impulsive
impressions. They are thoughts which reflect your ways and habits of thinking
about things. Let us now, though, focus on their impulsive character. Suppose
you cut yourself badly with a rusty knife. Given your beliefs, the thought
might occur to you that you got infected. And the further thought might occur
to you that you might die from this infection. At this point this is a mere
impression or thought which you find yourself with. It is a disagreeable,
perhaps even disconcerting, thought; that is to say, the mere thought in
itself is disconcerting. The question then arises: “What is the source and
nature of this disquieting character of the impression?”
Impulsive impressions are impressions.
Impulsive impressoins depend for their impulsiveness on our "habits of thinking." Their coloring as "agreeable" or "disagreeable" is a function of our "habits of thinking."
What does this mean?
To give the explanation, Frede gives an example.
14. According to the Stoics, there are two possibilities. The first is this: you wrongly believe that death is an evil, perhaps even a terrible evil. No wonder, then, that the mere impression that you might die is very disturbing. The second is this: you rightly believe, not that death is an evil but that it is natural to try to avoid death, and that nature means you, other things being equal, to try to avoid death. So the impression that you might die has an alarming character; it puts you on alert. This has a teleological function. It alerts you to the need to be on your guard. And, by a natural mechanism, your whole body will go into a state of alert, ready to move as needed. But the impression, though alarming, is not deeply disturbing. For, after all, you have a clear mind, and you know that there are many false alarms; and even if there is reason for alarm, you as a Stoic know that all you have to do is try to do what you can to avoid death. This is what you are meant to do. You do not actually have to avoid death. That is a matter of divine providence. So the question of whether you are going to die or not in this sense does not affect you at all. This is God's problem, as it were.
In adults, the impulsiveness of impressions depends on beliefs about what is good and bad.
To understand this, there are two cases to consider.
The first (in which you "wrongly believe that death is an evil, perhaps even a terrible evil") is the most straightforward to understand. Because you have this false belief about your death, the impression that you might die (because, say, you have been cut by a rusty knife) is impulsive. It is "alarming" and also "deeply disturbing," and assent to this impulsive impression issues in (what the Stoics call) an "excessive impulse" (ὁρμὴ πλεονάζουσα) to prevent your death. This impulse is way out of proportion to the value of your death, which you wrongly believe "is an evil, perhaps even a terrible evil," when in fact it is indifferent.
In the second case, "you rightly believe, not that death is an evil but that it is natural to try to avoid death, and that nature means you, other things being equal, to try to avoid death."
What is the content of this belief? How does someone reason to this belief?
It can be tempting to think that the reasoning is as follows:
You understand that nature in its providence arranges things so that in general living things find food when they are hungry, recover from illness when they are ill, and so on. You are not omniscient. So you do not know whether nature has arranged things so that in your particular case the cut will heal and you will avoid death, but given your understanding of the arrangement in nature generally, you know that it is reasonable for you to try to avoid your death. You take steps, then, to avoid your death, but your impulse is not excessive.
"Claims sometimes made to the contrary not withstanding, even the Stoic sage is not
omniscient. He disposes of a general body of knowledge in virtue of which he has a general
understanding of the world. But this knowledge does not put into a position to know what he
is supposed to do in a concrete situation. It does not even allow him to know all the facts
which are relevant to a decision in a particular situation. He, for instance, does not know
whether the ship he considers embarking will reach its destination. The Stoic emphasis on intention,
as opposed to the outcome or consequences of an action, in part is due to the assumption that
the the outcome, as opposed to the intention, is a matter of fate and hence not only not, or
at least not completely, under our control, but also, as a rule, unknown to us. Therefore,
even the perfect rationality of the sage is a rationality which relies on experience and
conjecture, and involves what is reasonable or probable. It is crucially a perfect rationality
under partial ignorance" (Michael Frede, "
Introduction," 16-17. Rationaity in Greek Thought).
"[T]he Stoics assume that the wise man will often act, not on
the basis of certain knowledge, but of wise conjecture. He is not omniscient, and
his rationality and wisdom are characterized exactly by his ability to be rational
or reasonable in his assumptions and actions even when he lacks knowledge, as
he inevitably will, in the complex situations of everyday life"
(Michael Frede, "The Skeptics Two Kinds of Assent," 209).
"What’s going to impede the action of someone
who follows unimpeded persuasive (probabilia) [impressions]. The
very fact that he has decreed that even the impressions he approves are inapprehensible, you say.
Well, the same is going to impede you [Stoics] as
when you’re sailing, sowing, marrying, and having children, and in
many other affairs when you have nothing to follow except persuasive impressions"
(Cicero, Academica II.108).
What is this reasoning? Does it have this form?
1. Nature has generally arranged things so that P’s are Q’s.
2. I am a P.
----
3. Nature has arranged things so that I am a Q.
If this is the reasoning, then you believe something you may come to think is false if you get new information that convinces you that your death is part of how nature in its providence arranges things. You might notice that the cut is infected, that it is not healing, and that infection is spreading rapidly. If this happens, you are not upset because you don't have false beliefs about what is good and what is bad. You do not think your death is bad.
This means that the sage can have false beliefs, but the following passage seems to deny this.
"Sphaerus [a Stoic] went to Ptolemy Philopator at Alexander. One day there was a discussion about whether a wise man would allow himself to be guided by opinion, and when Sphaerus affirmed that he would not, the king, wishing to refute him, ordered some pomegranates of wax to be set before him; and when Sphaerus was deceived by them, the king shouted that he had given his assent to a false impression. But Sphaerus answered very neatly, that he had not given his assent to the fact that they were pomegranates, but to the fact that it was reasonable (εὔλογόν) that they are pomegranates. And he pointed out that a cognitive impression and a reasonable impression are different" (Diogenes Laertius, Lives of the Philosophers VII.6.177).
What is the view in this passage?
The "reasonable impression" seems to be that it is reasonable that these things are pomegranates.
This impression is not opinion. So it must be knowledge.
Is this impression cognitive?
The text can suggest it is not, but it must be cognitive if the assent is knowledge.
So maybe the point in the passage is that although not every "reasonable impression" is cognitive, the one to which Sphaerus assented was cognitive.
Frede says (in the sidenotes above) that the sage lacks knowledge.
This is confusing, but maybe when we adapt this claim to the pomegranate example, it means that the Sage does not know that these things are pomegranates.
15. But in the case of the person who believes that death is a terrible evil, the alarming character of the impression, which teleologically is just a signal to be on one's guard, turns into a deeply disturbing experience, and as a consequence the whole body goes into a disturbed, perturbed, or excited state, which might affect the operation of reason. Later Stoics will call an impression with such a coloring, and perhaps with the attendant bodily state, a propatheia, an incipient passion. προπάθεια, propatheia, noun, "prepassion"
An impulsive impression is an "incipient passion" because assent to it results in a passion.
A "passion" (πάθος) is an "excessive impulse" (ὁρμὴ πλεονάζουσα).
16. We have to firmly remember, though this might not be so clear to the person in a deeply disturbed state, that so far we are dealing with a mere impression or thought. Naturally, as the thought may occur to you, it may also be false. After all, we have not yet found out, or made up our mind, as to whether we actually got infected. And we have not yet considered whether we should believe that one may die from this infection. So far we have just the mere thought. Now, one cannot be afraid that one might die from this infection unless one believes that one got infected and that one could die from this infection. We clearly have to distinguish between concern and fear, on the one hand, and the alarming or disturbing character of the impression, on the other hand. The wise person will be concerned, but the foolish person who believes that death is an evil will be afraid. Thus fear, according to the Stoics, is nothing but the false belief that an evil is coming, or might come, one's way—a belief generated by assent to an impression which is deeply disturbing because one wrongly takes the situation to be an evil. Sometimes the Stoics also think of fear as the belief coupled with the attendant bodily state.
The Stoics distinguish the fool from the sage.
The fool has false beliefs about what is good and bad. The sage (someone wise) does not.
In the death example Frede gives, the Stoic fool experiences what the Stoics think of as "fear." The Stoic sage does not. He experiences what the Stoics think of as "concern."
17. In the same way in which the Stoics treat a fear, they also treat an
appetite, the supposedly natural desire of the nonrational part of the soul.
In truth it is nothing but a belief of a certain kind, a belief generated by
assent to a highly agreeable impression to the effect that something one
conceives of as a good is coming or might come one's way; the highly agreeable
and impulsive character of the impression is the result of this mistaken
belief that it is a good. The Stoics treat all the emotions, like anger, which
are supposed by Plato and Aristotle to originate in a nonrational part of the
soul, as misguided beliefs. They call them pathe, passions,
ἀπαθής,
apathēs, adjective, "not suffering"
πάθος,
páthos, noun, "passion"
(Latin: perturbatio)
"[T]he Stoic sage does not gain his equanimity by shedding human concerns, but
by coming to realise what these concerns are meant to be, and hence what they
ought to be, namely the means by which nature maintains its natural, rational
order. And we have to realize that in this order our concerns play a very, very
subordinate role, and are easily overridden by more important considerations,
though we may find it difficult to accept this. But it does not follow from the
fact that they play a very subordinate role, that they play no role whatsoever.
Nature is provident down to the smallest detail. Hence it must be a caricature
of the wise man to think that he has become insensitive to human concerns and
only thus manages to achieve his equanimity. Things do move him, but not in such
a way as to disturb his balanced judgment and make him attribute an importance
to them which they do not have" (Michael Frede,
"The Stoic Affections of the Soul," 110.
The Norms of Nature: Studies in Hellenistic
Ethics, edited by M. Schofield and G. Striker (University of Cambridge
Press, 1986), 93-110).
that is to say, pathological affections, produced by the mind. The Stoic wise
man does not experience any such passion. He is apathes. But this
does not at all mean that he does not have any emotion. He knows concern, the
counterpart of fear; he knows reasonable willing, the counterpart of appetite;
and he knows joy, the elated satisfaction at the attainment of a real good, as
opposed to gleefulness at the attainment of an imagined good. So much, then,
about impulsive impressions and the way they heavily depend on one's own mind
and reason.
Plato and Aristotle understand fear and the other emotions in terms of a nonrational parts of the soul. The Stoics understand them in terms of false beliefs about what is good and bad.
The Stoics call these emotions "passions" (πάθη).
The Stoic sage does not suffer from these emotions. He is ἀπαθής or "without passion."
18. As to assent, we can now be brief. Animals can do nothing, or at least very little, but rely on their impressions. They have little or no way to discriminate between trustworthy and misleading instances. But our impressions are true or false. We also have reason, which allows us to scrutinize our impressions critically before we accept them as true and reliable. Here it is important to remember that there is more to our impressions than their propositional content. This is obvious in the case of perceptual impressions. But we have also seen that a thought that one might die from a certain infection, though it has the same propositional content, might come in different colorings, and the coloring is regarded as part of the thought or impression. So, to give assent to an impression, while primarily a matter of taking its propositional content to be true, is also a matter of accepting it in all its detail, for instance, accepting it, though it is not a clear and distinct impression, and accepting it in its coloring. Given an impulsive impression, one might accept its propositional content but find its impulsive character inappropriate and therefore refuse to assent to the impression on that ground.
How does the "character" differ from the "propositional content" of an impression?
Suppose I have an impression that frost is going to kill my tomato plants. If I believe their death is bad, my impression is impulsive for me. It has a certain "coloring." It is "disagreeable." This "character," however, is not part of the propositional content of my impression. Someone might have an impression that frost is going to kill my tomato plants but believe their death is good. My impression and his impression have the same propositional content (that frost is going to kill my tomato plants), but the impressions are different. One is mine and the other his. Further, given our different beliefs about whether the death of my plants is bad, these impressions do not have the same character. Mine is "disagreeable." His is "agreeable."
19. There is one last detail which I will merely touch on. The notion of assent, like its legal counterpart of consent, can be construed quite generously. Just as tacit acquiescence in being ruled or governed by somebody can be construed as assenting to the person's rule, so assenting to an impression does not have to involve an explicit act of acceptance. Not to revolt against an impression but simply acquiescing to it and in fact relying on it can constitute as much an assent as an explicit acceptance.
Assent need not "involve an explicit act of acceptance." It can be "acquiescing."
Frede does not elaborate, but the point is interesting to think about. We form beliefs about the color of objects by looking at them. In doing this, we do not always think about whether the impression we get is true and accept it on the basis of our reasoning about its truth. In many ordinary situations when we get an impression of the color of the object, we do not bother to question whether the propositional content of the impression is true. We "acquiesce" and rely on the content of the impression in our subsequent reasoning and acting.
Sometimes, though, we do not "acquiesce." If we have a lot riding on getting the color right, we might think about whether the object looking red is enough for us to believe that it is red.
This suggests that the degree of justification we need to form a belief is relative to the degree of importance we attribute to the matter. We need more justification as it becomes more important to us that the belief we form is true. So when we "acquiesce" in the color example, we do not think the importance we attribute to being right about the color of the object requires us to do more than get an impression of its color by looking at it.
20. If we now return to the question of how the Stoics think of the desires Plato and Aristotle characterize as nonrational, it should be clear why the Stoics think that they are all rational, all the product of reason. For the Stoics there is an ambiguity in the term desire here. If by desire we mean an impulse which actually moves us to action, then, according to the Stoics, we are dealing with a belief of a certain kind that is constituted by reason's assent to an impulsive impression. If, on the other hand, by desire we mean, as Plato and Aristotle obviously sometimes do, a motive which might be overridden by a conflicting desire, something which just might move us to act but also may fail to do so, then, according to the Stoics, we must be talking about an impulsive rational impression. And this impulsive impression is formed by reason.
"Are we to say that some men sometimes though thirsty refuse to drink?
We are indeed, many and often.
What then, should one affirm about them?
Is there something in the soul of those who are thirsty but refuse to
drink, something bidding them to drink and something different forbidding
them, that overrides the thing that bids them to drink?
I think so.
And is it not the fact that that which inhibits such actions arises when it
arises from the calculations of reason, but the impulses which draw
and drag come through passions (παθημάτων) and diseases?
Apparently.
Not unreasonably, shall we claim that they are two and different from one
another, naming that in the soul whereby it reckons and reasons the reasoning
part and that with which it loves, hungers, thirsts, and gets
passionately excited by other desires, the unreasoning and
appetitive part—companion of various repletions and
pleasures.
It would not be unreasonable but quite natural"
(Republic IV.439c).
"For the Stoics there is an ambiguity in the term desire here."
What is the ambiguity?
Desire in Plato and Aristotle maps in the Stoics to impulses and impulsive impressions.
What, for the Stoics, plays the role of a desire that moves someone to action?
An impulse plays this role.
What, for the Stoics, plays the role of a desire that is overridden?
I am not sure I understand Frede's answer.
"If, on the other hand, by desire we mean, as Plato and Aristotle obviously sometimes do, a motive which might be overridden by a conflicting desire, something which just might move us to act but also may fail to do so...."
What does this mean? The following is a possibility.
Suppose someone is thirsty but does not want to drink. Given the tripartite theory, the explanation is in terms of reason and appetite. If appetite were in control, the "motive" in reason that drinking is not good would be overridden by the desire of appetite to drink.
How does the phenomenon look to the Stoics?
I am not sure. Here is a possibility.
The person believes that his health is good and that drinking now is not good. He also believes that it is good to drink when thirsty. So the impression that "I am thirsty" is impulsive for him. If he assents to this impression, he overrides his "motive" not to drink.
What is going on in this overriding?
21. Whatever we make of the details of all this, there is one point which is
absolutely crucial for the emergence of the notion of the will. The case of
the Stoics against Plato and Aristotle would completely collapse without the
assumption that any action, unless one is physically and literally forced into
doing something, presupposes an act of reason's assent to an appropriate
impulsive impression. This assent will constitute a rational impulse which
prompts or drives, as it were, the action. So any human desire
(orexis) is a desire of reason.
ὄρεξις, orexis, noun, "appetency, conation"
βούλησις, boulēsis, noun, "willing"
επιθυμία, epithymia, noun, "appetite"
Thus any desire of a grown-up human being is a willing, a
boulêsis. Here, therefore, we do have the notion of a willing
which was lacking in Plato and Aristotle, a notion which allows us to say
that, when a person does not act by being forced or out of ignorance, the
person acts voluntarily or willingly. Among such willings, though, the
Stoics now distinguish between bouleseis in a narrower sense,
namely, reasonable willings, the kind of willings only a wise person has,
and appetites (epithymiai), unreasonable willings, which are what
we who are not wise have.
There is a lot going on here.
The Stoics think that every action in the adult (humans with reason) stems from a "willing." If the adult does something, it is because he assents. Assent belongs to reason. So, according to the Stoics, all actions in the adult stem from reason. Unlike in Plato and Aristotle, the adult never acts on the basis of a "nonrational" desire. For the Stoics, there are no such desires in the soul of the adult because the adult soul has no nonrational parts. This, however, does not mean that the Stoics think the adult cannot have unreasonable desires. The adult will have unreasonable desires if his beliefs about what is good and what is bad are unreasonable.
When makes beliefs about what is good and what is bad unreasonable?
About this, we should not think automatically that the Stoics believe what we do.
22. So now we have the notion of assent, and hence the appropriate notion of a willing, but we do not yet have the notion of a choice, let alone of a will. To see how we get this, we have to step back a bit. It is clear from what we have said that, according to the Stoics, our whole life is entirely a matter of what we assent to and what not. For our beliefs are a matter of assent, and so are our desires, which are just special forms of belief. Ensuring our life will come out well is entirely a matter of giving assent when that is appropriate and refusing to give assent when it is inappropriate. This focus on our internal life is sharpened by the fact that, according to the Stoics, wisdom is the only good, that a wise life is a good life, and that nothing else matters. So long as one acts wisely, one lives a life of (for us) unimaginable satisfaction and bliss, whatever may happen to one, whether one gets tortured or maimed or killed. The wise person will normally be concerned to avoid such things, but, if they do happen, they will make no difference to him, as he is just concerned to act wisely, by giving assent when appropriate and refusing assent when inappropriate. So the whole focus of one's life now is on one's inner life. And there is a further factor which reinforces this focus, namely, the assumption that the course of the world outside is predetermined. All the wise person can do is try to avoid death, but if he does not manage that, he takes this as a sure sign that nature in her wisdom means him to die and that therefore it is a good thing for him to die. All he has to do, having failed in his attempts to avoid impending death, is to give assent to the thought that it must be a good thing that he is going to die.
The early Stoics, according to Frede, do not have a notion of a "will."
When Frede says that "we have the notion of assent, and hence the appropriate notion of a willing," he means that the early Stoics believe that all action requires the assent of reason.
Frede thinks that this early Stoic belief is not enough for them to have a notion of a will.
23. Moreover, besides this increasing focus on one's inner life, we also have
to take note of the emphasis we find in later Stoics on the assumption that
philosophical theory is not an end in itself but a means to living one's life,
and their insistence that the application of this theory to one's life
requires a great deal of attention to, and reflection on, how one as an
individual actually does function, including a great deal of practice
(askêsis) and exercise in
learning to think about things in appropriate ways and to act accordingly.
Hence later Stoics will turn to this inner life in a way which is supposed to
help us to learn to give assent appropriately. One
Epictetus (50-135 CE) is a late Stoic.
Epictetus, Stanford Encyclopedia of Philosophy
Like Socrates, Epicurus wrote nothing. His Manual
and Discourses were compiled by his student Arrrian. "I attempted
to write down in his own words as nearly as possible, for the purpose of
preserving them as memorials to myself afterwards of the thoughts and the
freedom of speech of Epictetus"
(Discourses. "Arrian to Lucius Gellius").
"[I]n a manner this is philosophizing, to seek how it is possible
to employ desire and aversion without impediment"
(Discourses III.14).
ἄσκησις, askēsis, noun, "exercise, practice, training"
"[Socrates and the Stoics] certainly do not assume that ridding oneself,
or others, of mistaken beliefs is just a matter of cogent argument"
(Michael Frede, "Introduction," 15. Rationality in Greek Thought. Oxford University
Press, 1996).
"[I]n spite of his extreme intellectualism--that is to say, his view that the
way we act is completely determined by our beliefs, in particular our beliefs concerning
the good and related matters--Socrates' life seems to have been characterized by
a remarkable degree of asceticism. This strongly suggests that Socrates thought that it is not
a matter of pure rational argument which beliefs we espouse and which we fail to
espouse but that, precisely because some of our beliefs are so deeply embedded in the way
we feel and behave, our openness to their rational rejection or their rational acceptance,
our openness to rational argument, also is a matter of our pattern of behavior and the
control we have over our behavior"
(Michael Frede, "The Philosopher," 9-10 Greek Thought. A Guide to Classical Knowledge.
Harvard University Press, 2000).
προαίρεσις, proairesis, noun
"[Y]ou have a will free by nature from hindrance and compulsion
(προαίρεσιν ἔχεις ἀκώλυτον φύσει καὶ ἀνανάγκαστον). ... I will show you this first in the
matter of assent. Can any man hinder you from assenting to the truth? No man
can. Can any man compel you to receive what is false? No man can. You see that
in this matter you have a will free from hindrance, free from
compulsion, unimpeded. Well then, in the matter of desire and pursuit of an
object, is it otherwise? What can overcome pursuit except another pursuit?
And what can overcome desire and aversion except another desire and aversion?
You object: 'If you place before me the fear of death, you do compel me.'
No, it is not what is placed before you that compels, but your opinion that it
is better to do so and so than to die. In this matter then it is your opinion
that compelled you: that is, will compelled will"
(Discourses I.17).
of these philosophers is Epictetus at the turn from the first to the second
century A.D., the most respected and influential Stoic of his time.
Frede thinks that although the early Stoics did beleive E, Epictetus did because he was a beneficiary of the “increasing focus on one’s inner life” that had taken place within the school.
24. In Epictetus's Discourses the notion of prohairesis (choice) plays perhaps the central role. It is our prohairesis which defines us as a person, as the sort of person we are; it is our prohairesis which determines how we behave; it is our prohairesis which we need to concern ourselves with more than anything else; indeed, our prohairesis is the only thing which in the end matters. Now, given what has been said, we might think that we readily understand this. Since we aim at a good life, our concern should be to give assent to the right impressions and in particular to give assent to the right impulsive impressions, which assent will constitute a rational impulse or desire and make us act in the appropriate way. Therefore we might think that the assent to our impulsive impressions constitutes a choice to act in a certain way and that the prohairesis which stands at the center of Epictetus's thought is the disposition of the mind to make the choices which it makes to act in the way we do.
What is the "role" προαίρεσις plays for Epictetus?
Frede says that it "is our prohairesis which defines us as a person, as the sort of person we are."
The point seems to be that we have a character because we have a προαίρεσις. Further, the development of our προαίρεσις (that happens as we get beliefs about what is good and what is bad) makes us "the sort of person we are" because it "determines how we behave."
How does the προαίρεσις determine our behavior?
We have an ultimate end: to live a good life. To achieve this end, we have to assent to impulsive impressions. When I assent to the impression that my death is bad, I dispose myself to making subsequent assents in order to forestall my death. I assent to the impression I get from talking with my doctor that I will die soon unless I get more exercise. This makes me behave in a certain way. I try to get more exercise so that I do not die soon.
(Notice that in this description of what goes on in the soul, I do not choose to assent to the impression that my death is bad or that I am going to die soon unless I get more exercise.)
25. But the matter is more complicated. This is already signaled by the very term prohairesis. It should strike us as curious that Epictetus makes such prominent use of a term which is strongly associated with Aristotle and Peripateticism and which had played almost no role in Stoic thought up to this point. We should also remember that in Aristotle willing and choosing are distinguished by the fact that choosing is a matter of willing something which is up to us and in our power.
Why is the matter "more complicated"?
Frede says that "it should strike us as curious" that Epictetus, in talking about προαίρεσις, uses a term that Aristotle uses but that "played almost no role in Stoic thought up."
What conclusion does Frede draw from this "curious" fact?
He concludes that Epictetus believes something about the soul that the early Stoics did not.
26. Clearly, this is highly relevant in Epictetus. In classical Stoicism the
phrase "up to us" (eph' hēmin) is used in such a way
ἐφ᾽ ἡμῖν, eph᾽ hēmin, "up to us"
ἐπί (epi) is a proposition
ἡμῖν is the dative of the personal pronoun ἡμεῖς ("we")
When ἐπί is used with the dative it, means "with reference to." Hence the
traditional translation "up to us."
that an action is up to us if its getting done is a matter of our giving
assent to the corresponding impulsive impression. Thus it is up to me to cross
the street, because whether I cross the street is a matter of my giving assent
to the impression that it would be a good thing to cross the street. But
Epictetus uses “up to us” in a much narrower way. He insists on taking account
of the fact that no external action in the world is entirely under our
control. We may not succeed in crossing the street for any number of trivial
reasons but ultimately because it may not be part of God's providential plan
that we should cross the street. This had been assumed by the Stoics all
along, so Epictetus's narrowing of the use of "up to us" hardly constitutes a
change in doctrine but rather a shift in emphasis or focus. What Epictetus
wants us to focus on is that it is up to us to give, or refuse to give, assent
to the impulsive impression to cross the street but that it is not up to us to
cross the street. So we can choose to give assent to the impression to cross
the street, and we can thus will to cross the street, but we cannot choose or
decide to cross the street. It is to make this point that Epictetus resorts to
Aristotle's terminology, with its distinction of willing and choosing, and
talks of choosing to give assent but of willing to cross the street.
This is confusing.
What is the significance of "up to us" (ἐφ᾽ ἡμῖν) in "classical Stoicism"?
In the classical Stoicism of Chrysippus, according to Frede, "an action is up to us if its getting done is a matter of our giving assent to the corresponding impulsive impression."
"Epictetus uses “up to us” in a much narrower way."
What is "up to us" according to him is not the action in the world, for example, the walking across the street. What is up to us, he thinks, is "to give, or refuse to give, assent to the impulsive impression to cross the street but that it is not up to us to cross the street."
Why does Epictetus restrict what is "up to us" in this way?
He "insists on taking account of the fact that no external action in the world is entirely under our control. We may not succeed in crossing the street for any number of trivial reasons but ultimately because it may not be part of God's providential plan."
Frede thinks that "[t]his [fact about external action] had been assumed by the Stoics all along."
What had not been assumed along, Frede seems to argue, is that "we can choose to give assent to the impression to cross the street, and we can thus will to cross the street."
27. There is another important point which we should take note of. It is
conspicuous that assent does not play as central a role in Epictetus as we
might expect. He prefers to talk more generally of our “use of
impressions” (chrēsis tōn phantasiōn) or of the way we deal with
our
"What is your own? The use of impressions"
(Manual 6).
"God had need of irrational animals to make use of impressions, but of us to understand the use of impressions"
(Discourses I.6).
χρῆσις τῶν φαντασιών, chrēsis tōn phantasiōn.
χρῆσις, noun, chrēsis, "employment, use made of a thing"
φαντασία, phantasia, noun, "appearance, impression"
impressions. Assenting to them is just one thing we can do with them, though
the most important one. So now it becomes clear, and Epictetus makes this
explicit, that what is up to us, what is a matter of our choice, is how we
deal with our impressions. We can scrutinize them, reflect on them, try to
deflate and dissolve them, dwell on them, and, of course, give assent to them.
But giving assent is just one of the things which it is up to us to do, which
we can choose to do. And our prohairesis, which defines us as the
kind of person we are, is not a disposition, as we at first thought, to choose
to act in a certain way, because we do not have that choice, but rather a
disposition to choose to deal with our impressions in a certain way, most
crucially to choose how to assent to impulsive impressions. This assent, which
you choose to give, will constitute a willing, and this willing is the impulse
which makes you act in a certain way. So this ability and disposition, insofar
as it accounts for your willing whatever it is that you will to do, can be
called "the will." But the will is called prohairesis,
βούλησις, boulēsis, noun, "willing"
rather than boulêsis, to mark that it is an ability to make choices,
of which willings are just products. This indeed is the first time that we
have any notion of a will.
"[W]e are reflexive cognizers who
can think about our own cognition and redirect various aspects of it"
(John Pollock, "Irrationality and Cognition," 251.
Epistemology: New Essays, Quentin Smith.
Oxford University Press, 2008).
"We have no control
over the computation of the visual image. It is a black box.
It is both not introspectible
and cognitively impenetrable. But we feel like we do have some control over various
aspects of our reasoning. For example, you are irrational if, in the face of
counter-evidence, you accept the visual image [of your immediate surroundings] as veridical. The latter is
something over which
you do have control. If you note that you are being irrational in accepting that
conclusion, you can withdraw it. In this sense, we perform some cognitive operations
'deliberately.' We have voluntary control over them.
To have voluntary control over something, we must be able to monitor it. So
mental operations over which we have voluntary control must be introspectible.
Furthermore, if we have voluntary control over something we must be able to decide
for ourselves whether to do it. Such decisions are performed by weighing the
consequences of doing it or not doing it, i.e., they are made as a result of practical
cognition. So we must be able to engage in practical cognition regarding those mental
operations that we perform deliberately" (253).
I come to believe some object is red because
it looked red to me when I looked at it. Because I
discover that the light was not normal when I was looking at the object,
I decide to withdraw my belief that the object is red.
What do I do to withdraw my belief?
Maybe I think again about whether my impression is true.
This time in my thinking, because I now believe the light was not normal, I do not assent to the impression.
What are the choices I make in all this?
Or is the thinking again the only choice I make? Or is the not assenting to the impression
also a choice I make?
Epictetus talks about the "use of impressions" (χρῆσις τῶν
φαντασιών).
The texts make this clear.
Epictetus thinks that choosing to assent is one use we can make of our impressions.
The texts make this less clear.
28. This notion of a will is clearly developed to pinpoint the source of our responsibility for our actions and to identify precisely what it is that makes them our own doings. Chrysippus had said that it is up to us, for instance, to cross the street or not. And he had explained this by saying that it is up to us to give, or refuse to give, our assent to the appropriate impulsive impression. We are now told, according to Epictetus, that the sense of “up to us” involved in the two cases is different. The second case is a narrower and stricter sense of “up to us,”whereby it is up to us to give or not to give assent to the impression. And we get an explanation of precisely what that means. We can choose or decide to give assent, but we can also choose or decide not to give assent. This choice is to be explained by the will. In explaining your choices, it also explains your willings. But it is not in the same sense up to you to do something or not to do something, since you cannot choose to do something in the way you can choose to give assent.
This is a little confusing.
The notion of a will "is clearly developed to pinpoint the source of our responsibility."
Frede's claim here seems to be that Chrysippus and the early Stoics thought less precisely about what we choose and why we are responsible than Epictetus and the late Stoics.
29. There are various details here which I will not go into at the length they deserve but which I want to mention at least briefly. The will thus conceived can be a good will or a bad will, depending on whether the choices we make in virtue of it are good choices or bad choices. We may not like the choices we make and therefore not like the will we have. We may will to have a will which makes different choices. We may, for instance, will it to no longer choose to give assent to the tempting impressions we have when we are faced by a delicious piece of cake. So there are second- and higher-order willings which can give the will a great deal of structure and stability. We should also note that the will, as it is conceived here, can choose to give assent to an ordinary nonimpulsive impression, like the impression that it will rain a lot tomorrow, such that, given this assent, we believe that it will rain a lot tomorrow. So in this sense what we believe is a matter of our will, as thus conceived. However, this does not at all mean that we will to believe something. We can at best be said to choose to believe something. For we get a willing only if the will chooses to give assent, not to an ordinary but to an impulsive impression which leads to action. Put differently, not every act of the will is a willing or a volition. Moreover, nothing which has been said so far shows that the will is free in its choices. It can make a particular choice or fail to make a particular choice. But there is nothing in what has been said which forces us to assume, for instance, that it can freely choose whether to give assent or not, or whether to give assent to this impression or another impression. It can choose or decide to give assent to a given impression, but it also can fail to do so.
Frede makes various points about the will as Epictetus and the late Stoics understand it.
Most important for our purposes is what Frede says about his interpretation: that "nothing which has been said so far shows that the will is free in its choices."
30. This notion of the will as our ability to make choices and decisions includes the ability to choose to give assent to impulsive impressions and thus to choose to will to do something. Thus in this complex way it accounts for what other ancient philosophers and we ourselves would call our choosing or deciding to do something. In what follows I shall for the most part focus only on the will as an ability to make choices and decisions as to what to do.
In the subsequent chapters, Frede is going "for the most part [to] focus on the will [not in its full form but] as an ability to make choices and decisions as to what to do."
Frede's later remarks make this a little clearer.
"Let us briefly recall the distinction we made between a less complex verson of the notion of a will and the fuller and more compllex version we actually find in Epicetus. In the less complex version, which was the one for the most part adopted by Peripatetics and Platonists, the will is responsible for only some of our choices and decisions, namely, those that constitute willings, one’s willing to do something. But in the more complex notion, the will is responsible for all our choices and all of our decisions concerning our impressions. Thus our will is also responsible for our choice to give assent to an ordinary, nonimpulsive impressions, like the impression that 2 + 2 = 4. Such an assent does not constitute a willing but a believing" (93).
31. With [late] Stoicism, then, we get for the first time a notion of the will as an ability of the mind or of reason to make choices and decisions. This ability, though, which we all share, in the case of each of us is formed and developed in different ways. How it develops is crucially a matter of the effort and care with which we ourselves develop this ability, which we also might neglect to do. The will thus formed and developed accounts for the different choices and decisions different human beings make. As we have seen, the precise form in which the Stoics conceive of the will depends on their denial of a nonrational part or parts of the soul. Hence in this specific form the notion of a will was unacceptable to Platonists and to Aristotelians, who continued to insist on a nonrational part of the soul.
Frede turns to how the Platonists and Aristotelians develop their own notion of the will as something that accounts for our "ability to make choices and decisions about what to do."